WebProtect Your Assets & Grow Your Business DFI Division of Securities Information Line — Call (608) 266-2139 for questions on regulation and registration of firms and individuals selling securities in Wisconsin.; BrokerCheck by FINRA — A free tool to research financial brokers, advisers, and firms.; Investment Adviser Check — A free tool to research U.S. … WebBanks Commercial Banks; Foreign (other nation) Banks; Foreign (other U.S. state) Banks; Industrial Banks; Public Banks; Broker-Dealers and Investment Advisers; California Deferred Deposit Originators (commonly known as “Payday Lenders”) California Financing Law; California Residential Mortgage Lenders; Capital Access Company Law
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WebTDFI Bank & Trust. The Bank Division has legal responsibility for ensuring that the Tennessee state-chartered banking system runs on a safe and sound basis. The division’s risk-focused approach seeks to achieve the Department’s mission of balancing safety and soundness with affording institutions the opportunity to contribute to economic ... WebJul 11, 2024 · Posted on Feb 7, 2024 in DFI, Main, News Releases. DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS DIVISION OF FINANCIAL INSTITUTIONS DAVID Y. IGE GOVERNOR CATHERINE P. AWAKUNI COLÓN DIRECTOR IRIS IKEDA COMMISSIONER OF FINANCIAL INSTITUTIONS FOR IMMEDIATE RELEASE January … canon printers pixma how to scan
Financial Institutions DIFI - Arizona
WebDFI-Sec 5.01 Registration procedure. (1) Applications for initial and renewal registration of investment adviser and investment adviser representatives, as well as amendments, reports, notices, related filings and fees, shall be filed with: (a) The division on forms prescribed by the division in s. DFI-Sec 9.01 (1); or. WebDFI employs approximately 100 people in highly skilled positions, many of whom are examiners. More than half of DFI’s staff works in the field, traveling to financial institutions to conduct examinations and/or investigations. ... Division of Depository Institutions. Staff examines banks, holding companies, trust companies and credit unions ... WebDFI’s Non-Mortgage Examination Branch examines consumer loan companies, industrial loan companies, check cashing/deferred deposit companies and money transmitters. The branch examines licensees annually or as otherwise required to ensure they are following the relevant state statutes: KRS 286.4, KRS 286.7, KRS 286.9 and KRS 286.11, … canon printers pixma mx490 scanner download