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WebApr 11, 2024 · UPDATE 9/23/2024: According to FINRA’s August 2024 Disciplinary Actions: “ Citigroup Global Markets Inc. (CRD #7059, New York, New York) June 20, 2024 – An AWC was issued in which the firm was censured, fined $225,000 and ordered to pay $152,488.59, plus interest, in restitution to customers, which the firm has already paid. WebJul 17, 2024 · On May 21, FINRA fined Citigroup Global Markets $550,000 due to the company's failure to establish and maintain a reasonable system to review the accuracy of the content in its customer trade confirmations. The company, among other things, was instructed to address the deficient supervisory system and written supervisory … WebCompany profile page for Citigroup Global Markets Inc including stock price, company news, press releases, executives, board members, and contact information bronx to bridgeport ct